Private raises · SEC Form D
GUGGENHEIM SECURITIES, LLC: $13 million Raised, SEC Form D Filings
Company · Investment Banking · NY · SEC CIK 1009953
Form D notices
A Form D tells the SEC that an issuer sold securities without a public offering. Amounts are as the issuer reported them; an amendment updates an earlier notice.
| Filed | Type | Offering | Sold | Industry | |
|---|---|---|---|---|---|
| 15 Apr 2026 | New notice | Not fixed | $13 million | Investment Banking | Form D |
Questions and answers
- How much has GUGGENHEIM SECURITIES, LLC raised?
- GUGGENHEIM SECURITIES, LLC reported $13 million sold in its largest Form D notice on file; its latest notice was filed on 15 April 2026. Form D amounts are what the issuer reported to the SEC.
- What is GUGGENHEIM SECURITIES, LLC?
- GUGGENHEIM SECURITIES, LLC is a company in investment banking, based in New York, New York, according to its SEC Form D filings.
- How many Form D notices has GUGGENHEIM SECURITIES, LLC filed?
- 1 notice between 15 April 2026 and 15 April 2026 in Tamarly's record, which starts on 1 October 2025.
Source: SEC EDGAR, Form D (public domain). Cite this page: Tamarly Intelligence, "GUGGENHEIM SECURITIES, LLC: SEC Form D filings", https://app.tamarly.ai/raisers/1009953, built from SEC EDGAR.
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