Week in filings · 5 October 2026
Week of 5 October 2026: 341 Private Raises, 24 IPO Filings, 47 Deals
What companies told the SEC between 5 October 2026 and 11 October 2026, with the filing behind every line, and the week's largest country risk moves.
Largest private raises (SEC Form D)
341 operating companies filed a new Form D, $2.6 billion sold in total. The 10 largest by amount sold:
| Company | Industry | Where | Sold | Filed | |
|---|---|---|---|---|---|
| McDermott International, Ltd | Construction | Houston, TX | $500 million | 5 Oct 2026 | Form D |
| Gateway Royalty VII, LLC | Oil and Gas | Midland, TX | $131 million | 8 Oct 2026 | Form D |
| M2X Energy Inc. | Energy Conservation | Rockledge, FL | $125 million | 9 Oct 2026 | Form D |
| Athanor Compute, Inc. | Other Technology | San Francisco, CA | $125 million | 9 Oct 2026 | Form D |
| Barada Holdings LLC | Commercial | Webster, TX | $96 million | 9 Oct 2026 | Form D |
| Merritt Community Capital Fund 27, L.P. | Other | Oakland, CA | $90 million | 6 Oct 2026 | Form D |
| WhiteHawk Minerals Corp. | Oil and Gas | Philadelphia, PA | $75 million | 5 Oct 2026 | Form D |
| Metaview Technologies Inc. | Other Technology | London | $60 million | 5 Oct 2026 | Form D |
| Unison Risk Advisors Inc. | Insurance | Cleveland, OH | $56 million | 7 Oct 2026 | Form D |
| PDW Holdings, Inc. | Other Technology | Huntsville, AL | $52 million | 6 Oct 2026 | Form D |
IPO registrations (S-1 and F-1)
24 companies filed an initial registration statement.
- DayOne Data Centers Ltd, F-1 filed 5 Oct 2026 · Filing
- Evolution Metals & Technologies Corp., S-1 filed 5 Oct 2026 · Filing
- Lycia Therapeutics, Inc., S-1 filed 5 Oct 2026 · Filing
- New Iceland Arctic Acquisition Corp., S-1 filed 5 Oct 2026 · Filing
- Propanc Biopharma, Inc., S-1 filed 5 Oct 2026 · Filing
- ACTUATE THERAPEUTICS, INC., S-1 filed 6 Oct 2026 · Filing
- Fusemachines Inc., S-1 filed 6 Oct 2026 · Filing
- newcleo plc, F-1 filed 6 Oct 2026 · Filing
- Pluri Inc., S-1 filed 6 Oct 2026 · Filing
- TANG CAPITAL ACQUISITION CORP., S-1 filed 6 Oct 2026 · Filing
- Winklevoss Zcash ETF, S-1 filed 6 Oct 2026 · Filing
- Centinel Spine Holdco, Inc., S-1 filed 7 Oct 2026 · Filing
- Decoy Therapeutics Inc., S-1 filed 7 Oct 2026 · Filing
- FireFly Robotics, Inc., S-1 filed 7 Oct 2026 · Filing
- CYABRA, INC., S-1 filed 8 Oct 2026 · Filing
- Aspen Neuroscience, Inc., S-1 filed 9 Oct 2026 · Filing
- Bambusa Therapeutics, Inc., S-1 filed 9 Oct 2026 · Filing
- BIO KEY INTERNATIONAL INC, S-1 filed 9 Oct 2026 · Filing
- GT Biopharma, Inc., S-1 filed 9 Oct 2026 · Filing
- OPAY Ltd, F-1 filed 9 Oct 2026 · Filing
- Patriot Mobile Inc., S-1 filed 9 Oct 2026 · Filing
- Simwon America Corp., S-1 filed 9 Oct 2026 · Filing
- SPECIFICITY, INC., S-1 filed 9 Oct 2026 · Filing
- vVARDIS Holding AG, F-1 filed 9 Oct 2026 · Filing
Deals first filed
47 mergers and acquisitions appeared in SEC filings for the first time.
| Buyer | Target | Status | First filed | |
|---|---|---|---|---|
| Susan Y. Kim | Amkor Technology, Inc. | Cleared | 5 Oct 2026 | Deal · Filing |
| AE EventsCo Holdings LLC | IE Investments S.A R.L. | Cleared | 5 Oct 2026 | Deal · Filing |
| RA Capital Healthcare Fund, L.P. | Tyra Biosciences, Inc. | Cleared | 5 Oct 2026 | Deal · Filing |
| Unilever PLC | McCormick & Company, Inc. | Cleared | 5 Oct 2026 | Deal · Filing |
| Stichting Administratiekantoor Lauwerecht | CSA Group Testing & Certification Inc. | Cleared | 5 Oct 2026 | Deal · Filing |
| Enbridge Inc. | FS Crude Holdings, LLC | Cleared | 5 Oct 2026 | Deal · Filing |
| Crane Company | FR Flow Control Pumps US Bidco, Inc. | Cleared | 5 Oct 2026 | Deal · Filing |
| KKR Core II Holding Company AIV LLC | A1 Garage Acquisition, LLC | Cleared | 5 Oct 2026 | Deal · Filing |
| GHK Fund II LP | USA Hometown Experts, Inc. | Cleared | 5 Oct 2026 | Deal · Filing |
| Bad Boy Mowers JV Investments, LP | MTD Products Australia Pty Ltd. | Cleared | 5 Oct 2026 | Deal · Filing |
| ABB Ltd | Rotork plc | Cleared | 5 Oct 2026 | Deal · Filing |
| Anderson Automotive Enterprises, LLC | GPI FL-LX, LLC | Cleared | 5 Oct 2026 | Deal · Filing |
| INNOVATE Corp. | IES Holdings | Completed | 5 Oct 2026 | Deal · Filing |
| Harrow, Inc. | TYRVAYA in Japan | Completed | 5 Oct 2026 | Deal · Filing |
| Chiron Real Estate Inc. | Pinnacle North Bethesda | Completed | 5 Oct 2026 | Deal · Filing |
| Advanced Drainage Systems, Inc. | StormTrap Investors, L.L.C. | Agreement signed | 5 Oct 2026 | Deal · Filing |
| Skyworks | Qorvo, Inc. | Completed | 5 Oct 2026 | Deal · Filing |
| C. H. Robinson Worldwide, Inc. | RXO, Inc. | Announced | 5 Oct 2026 | Deal · Filing |
| Skyworks Solutions, Inc. | Qorvo | Completed | 5 Oct 2026 | Deal · Filing |
| Non Invasive Monitoring Systems Inc /Fl/ | Gravitics Merger Sub, Inc. | Registration filed | 5 Oct 2026 | Deal · Filing |
| Schneider Electric SE | Ptc Inc. | Agreement signed | 5 Oct 2026 | Deal · Filing |
| Closing Closing is subject to key conditions | Assets sold by Barnwell Industries Inc | Agreement signed | 6 Oct 2026 | Deal · Filing |
| Onyx Bidco LLC | Option Care Health, Inc. | Proxy filed | 6 Oct 2026 | Deal · Filing |
| Not named | Simulations Plus, Inc. | Completed | 6 Oct 2026 | Deal · Filing |
| IES Holdings, Inc. | DBM Global, Inc. | Completed | 6 Oct 2026 | Deal · Filing |
Questions and answers
- How many companies filed a Form D in the week of 5 October 2026?
- 341 operating companies filed a new SEC Form D between 5 October 2026 to 11 October 2026, reporting $2.6 billion sold in total. Pooled investment funds and amendments are left out.
- What was the largest private raise that week?
- McDermott International, Ltd reported $500 million sold in its Form D filed on 5 October 2026, industry Construction.
- How many IPO registrations were filed that week?
- 24 companies filed an initial S-1 or F-1 registration statement with the SEC between 5 October 2026 to 11 October 2026.
- How many mergers and acquisitions were first filed that week?
- 47 deals were first filed with the SEC between 5 October 2026 to 11 October 2026, from merger filings, 8-K reports and tender offers.
Cite this page: Tamarly Intelligence, "Week in filings, 5 October 2026", https://app.tamarly.ai/weekly/2026-10-05, built from SEC EDGAR filings and the Tamarly Risk Atlas, retrieved 11 October 2026 onward.
Research from public records, not investment advice. Tamarly holds no investment positions. By reading these pages you accept the Terms of Use; figures can be late or wrong, so check the linked source before relying on one. Terms and policies.