Week in filings · 28 September 2026
Week of 28 September 2026: 194 Private Raises, 27 IPO Filings, 45 Deals
What companies told the SEC between 28 September 2026 and 4 October 2026, with the filing behind every line, and the week's largest country risk moves.
Largest private raises (SEC Form D)
194 operating companies filed a new Form D, $2.6 billion sold in total. The 10 largest by amount sold:
| Company | Industry | Where | Sold | Filed | |
|---|---|---|---|---|---|
| Longtail Insurance Holdings Ltd. | Insurance | Hamilton | $416 million | 30 Sept 2026 | Form D |
| LMA 2026-1, LLC | Investing | New York, NY | $341 million | 28 Sept 2026 | Form D |
| Superhuman Platform Inc. | Other Technology | San Francisco, CA | $335 million | 28 Sept 2026 | Form D |
| Precision Neuroscience Corp | Other Health Care | New York, NY | $250 million | 28 Sept 2026 | Form D |
| Exa Labs Inc. | Other Technology | San Francisco, CA | $247 million | 28 Sept 2026 | Form D |
| POPHOUSE AVATAR NETWORK INC. | Other | Las Vegas, NV | $129 million | 29 Sept 2026 | Form D |
| Quartermaster AI, Inc | Other Technology | Arlington, VA | $123 million | 29 Sept 2026 | Form D |
| Alpfa Medical, Inc. | Other Health Care | Palo Alto, CA | $80 million | 28 Sept 2026 | Form D |
| CIS Investor Holdings Parent LLC | Investing | Columbus, OH | $70 million | 30 Sept 2026 | Form D |
| Lien Forward Capital Holdings II, LLC | Investing | Cincinnati, OH | $41 million | 30 Sept 2026 | Form D |
IPO registrations (S-1 and F-1)
27 companies filed an initial registration statement.
- Calm Seas Acquisition Corp., S-1 filed 28 Sept 2026 · Filing
- CitroTech Inc., S-1 filed 28 Sept 2026 · Filing
- HMH Holding Inc, S-1 filed 28 Sept 2026 · Filing
- Orange Street Acquisition Corp, S-1 filed 28 Sept 2026 · Filing
- MNBS Acquisition Corp., S-1 filed 29 Sept 2026 · Filing
- VCI Global Ltd, F-1 filed 29 Sept 2026 · Filing
- WeShop Holdings Ltd, F-1 filed 29 Sept 2026 · Filing
- WeShop Holdings Ltd, F-1 filed 29 Sept 2026 · Filing
- BHAV Acquisition Corp II, S-1 filed 30 Sept 2026 · Filing
- DarkIris Inc., F-1 filed 30 Sept 2026 · Filing
- GEN Restaurant Group, Inc., S-1 filed 30 Sept 2026 · Filing
- Primagrove Ltd, F-1 filed 30 Sept 2026 · Filing
- ROZE AI INC., F-1 filed 30 Sept 2026 · Filing
- Top Leader Universal Holdings Ltd, F-1 filed 30 Sept 2026 · Filing
- AKANDA CORP., F-1 filed 1 Oct 2026 · Filing
- POP GLOBAL ACQUISITION Ltd, S-1 filed 1 Oct 2026 · Filing
- TOP Financial Group Ltd, F-1 filed 1 Oct 2026 · Filing
- Uranium Royalty Corp., S-1 filed 1 Oct 2026 · Filing
- VSEE HEALTH, INC., S-1 filed 1 Oct 2026 · Filing
- WhiteHawk Minerals Corp., S-1 filed 1 Oct 2026 · Filing
- Arca Nova Acquisition Corp, S-1 filed 2 Oct 2026 · Filing
- BioStem Technologies, Inc., S-1 filed 2 Oct 2026 · Filing
- GEORGIA BANKING CO INC, S-1 filed 2 Oct 2026 · Filing
- HCW Biologics Inc., S-1 filed 2 Oct 2026 · Filing
- LPC LTD, F-1 filed 2 Oct 2026 · Filing
Deals first filed
45 mergers and acquisitions appeared in SEC filings for the first time.
| Buyer | Target | Status | First filed | |
|---|---|---|---|---|
| Flower AcquireCo, LLC | Marygold Companies, Inc. | Agreement signed | 28 Sept 2026 | Deal · Filing |
| Not named | Lifecore Biomedical, Inc. \De\ | Agreement signed | 28 Sept 2026 | Deal · Filing |
| iQSTEL Inc | Craig Span | Agreement signed | 28 Sept 2026 | Deal · Filing |
| CNL. Of the Holdback | Assets sold by Cambium Networks Corp | Completed | 28 Sept 2026 | Deal · Filing |
| REDL Intermediate Holdings, LLC | Bold Eagle Acquisition Corp. | Announced | 28 Sept 2026 | Deal · Filing |
| Crown Reserve Acquisition Corp. I | Business Combination Agreement On September 23 | Agreement signed | 28 Sept 2026 | Deal · Filing |
| Proem Acquisition Corp. I | Paac | Agreement signed | 28 Sept 2026 | Deal · Filing |
| First Financial Bancorp /Oh/ | Finward Bancorp | Definitive proxy filed | 28 Sept 2026 | Deal · Filing |
| Kirin Holdings Company, Limited | Jamieson Wellness Inc. | Cleared | 29 Sept 2026 | Deal · Filing |
| Nasdaq, Inc. | LeveL Holdings, LLC | Cleared | 29 Sept 2026 | Deal · Filing |
| Xylem Inc. | Flow Controls Holding, LLC | Cleared | 29 Sept 2026 | Deal · Filing |
| ITOCHU Corporation | TC Skyward Aviation U.S., Inc. | Cleared | 29 Sept 2026 | Deal · Filing |
| OCP Trust | Shelton Energy Solutions, LLC | Cleared | 29 Sept 2026 | Deal · Filing |
| Transom Capital Fund IV, L.P. | Soundthinking, Inc. | Tender offer | 29 Sept 2026 | Deal · Filing |
| Aar Corp | Company, MROH Intermediate Holdco LLC | Agreement signed | 29 Sept 2026 | Deal · Filing |
| Gaia Purchaser Inc. | Global Business Travel Group, Inc. | Completed | 29 Sept 2026 | Deal · Filing |
| Harvard Ave Acquisition Corp | OAG Pipeline Technologies Inc., a Cayman Islands exempted | Agreement signed | 29 Sept 2026 | Deal · Filing |
| Futurewave Capital Solutions Ltd | Futurewave Acquisition Corp | Agreement signed | 29 Sept 2026 | Deal · Filing |
| PMGC Holdings Inc. | NorthStrive Acquisition Corp I. | Stake disclosed | 29 Sept 2026 | Deal · Filing |
| Company, the Company, Racing Entertainment Centre Holdings Inc. | Assets sold by Century Casinos Inc /Co/ | Agreement signed | 29 Sept 2026 | Deal · Filing |
| Not named | Standard Biotools Inc. | Registration filed | 30 Sept 2026 | Deal · Filing |
| Not named | Capital Bancorp Inc | Agreement signed | 30 Sept 2026 | Deal · Filing |
| DigitalBridge Group, Inc. | Company OP | Completed | 30 Sept 2026 | Deal · Filing |
| Not named | ODNB Financial Corp | Registration filed | 30 Sept 2026 | Deal · Filing |
| John Hancock Comvest Private Income Fund | Mpcf | Completed | 30 Sept 2026 | Deal · Filing |
Questions and answers
- How many companies filed a Form D in the week of 28 September 2026?
- 194 operating companies filed a new SEC Form D between 28 September 2026 to 4 October 2026, reporting $2.6 billion sold in total. Pooled investment funds and amendments are left out.
- What was the largest private raise that week?
- Longtail Insurance Holdings Ltd. reported $416 million sold in its Form D filed on 30 September 2026, industry Insurance.
- How many IPO registrations were filed that week?
- 27 companies filed an initial S-1 or F-1 registration statement with the SEC between 28 September 2026 to 4 October 2026.
- How many mergers and acquisitions were first filed that week?
- 45 deals were first filed with the SEC between 28 September 2026 to 4 October 2026, from merger filings, 8-K reports and tender offers.
Cite this page: Tamarly Intelligence, "Week in filings, 28 September 2026", https://app.tamarly.ai/weekly/2026-09-28, built from SEC EDGAR filings and the Tamarly Risk Atlas, retrieved 4 October 2026 onward.
Research from public records, not investment advice. Tamarly holds no investment positions. By reading these pages you accept the Terms of Use; figures can be late or wrong, so check the linked source before relying on one. Terms and policies.